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More Than $1.24B in SBA Debenture Leverage Priced at 4.38%

Licensed by the U.S. Small Business Administration (SBA) under the Small Business Investment Act of 1958, a small business investment company (SBIC) represents a privately owned and operated investment fund that makes...more

More Than $1.6B in SBA Debenture Leverage Priced at 5.035%

Licensed by the U.S. Small Business Administration (SBA) under the Small Business Investment Act of 1958, a small business investment company (SBIC) represents a privately owned and operated investment fund that makes...more

Amendments and Clarifications to the Small Business Investment Company Investment Diversification and Growth Rules

On January 19, the U.S. Small Business Administration (SBA) published a direct and final rule (the rule), including substantive and technical amendments and clarifications to the Small Business Investment Company Investment...more

SEC Provides Parameters on the Risk-Based Approach for Selecting Registered Investment Advisers for Examination

On September 6, the Securities and Exchange Commission (SEC) issued a risk alert, which detailed the factors the division considers in its risk-based approach for selecting SEC-registered investment advisers (advisers) to...more

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