Jerry Kyle Jr.

Jerry Kyle Jr.

Orrick, Herrington & Sutcliffe LLP

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A Teachable Moment: Latest SEC Enforcement Actions Remind Underwriters of Limited Offering Exemption’s “Reasonable Belief”...

In an unprecedented move, the Securities and Exchange Commission (the “SEC”) recently filed litigation against one underwriter of municipal securities and announced settlements with three others. The litigation and...more

9/21/2022  /  Disclosure Requirements , Investors , MSRB , Municipal Securities Issuers , Municipal Securities Market , Public Finance , Rule 15c2-12 , Securities and Exchange Commission (SEC) , Underwriting
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