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Underwriting

Venable LLP

Why SPAC IPO Models Need Legal Review, Not Just Finance Review

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In our January 2026 alert, SPACs Reemerge as a Viable Path to the Public Markets, we noted that SPAC issuance had returned in a more disciplined and transparent environment shaped by the SEC's current SPAC framework and...more

Mayer Brown

Navigating Complexity in US Consumer Financial Services: A Look Back at 2025

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Mayer Brown’s broad Financial Services practice has a long history of providing meaningful insights on how rapidly evolving environments for financial products may affect their business activities through both thought...more

Proskauer Rose LLP

Global M&A Insurance: 2025 Trends and 2026 Outlook

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The transactional risk market entered 2026 from a position of strength. Even against a backdrop of uneven deal volume, persistent macroeconomic uncertainty and geopolitical volatility, M&A insurance continued to deepen its...more

Goodwin

Retail Is Back (It Never Really Left)

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For much of the past decade, the dominant narrative around retail real estate was one of inevitable decline. E-commerce would swallow physical stores. Department stores were facing existential pressure. ...more

Cadwalader, Wickersham & Taft LLP

Colorblind?: Investors Allege Tricolor’s Lenders and Underwriters Ignored Persistent Red Flags

The historic collapse of the now-bankrupt subprime auto dealer and auto finance company Tricolor Holdings LLC and its affiliates (“Tricolor”) has been unfolding since September 2025, after public reporting that Tricolor’s...more

Cooley LLP

New York Leads the Way on Buy Now, Pay Later Regulation

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New York has taken a significant step toward comprehensive regulation of buy now, pay later (BNPL) by requiring licensure and disclosures designed for credit cards, even though BNPL transactions are closed end....more

Ballard Spahr LLP

California Court Grants Summary Judgment to OppFi, Rejects DFPI “True Lender” Theory

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In a very significant and potentially precedent-setting February 24, 2026 decision, the Los Angeles County Superior Court (Hon. Gary D. Roberts) issued a tentative decision granting summary judgment in favor of Opportunity...more

Venable LLP

AI in Financial Services: Popular Use Cases and the Regulatory Road Ahead

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Artificial intelligence (AI) is transforming the delivery of consumer financial services. Consumer finance companies—from traditional banks and loan servicers to emerging fintech companies—are using AI in increasingly...more

Fox Rothschild LLP

New York Rolls Out Nation's First Comprehensive Buy Now, Pay Later Regulations

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New York has officially fired the starting gun on what is poised to become the most comprehensive regulatory framework for buy now, pay later lending in the United States. On Feb. 23, 2026, Gov. Kathy Hochul announced...more

Cadwalader, Wickersham & Taft LLP

Regulatory Developments in Digital Finance, February 2026 - Baltimore Sues Fintech Company Dave Over ExtraCash Overdraft Product

In the recently grand tradition of Maryland making waves in the consumer financial services space, the Mayor and City Council of Baltimore filed suit against Dave, Inc., a fintech that uses a “proprietary AI underwriting...more

Mayer Brown

UK Regulator Sets Out Insurance Supervision Priorities for 2026

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On 15 January 2026, the Prudential Regulation Authority ("PRA") published its annual letter setting out supervisory priorities for the UK insurance sector for the year ahead. What is the purpose of the PRA's 2025...more

Cozen O'Connor

From Dock to Doorstep: Exploring Good and Bad Faith Across Land and Sea

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Insurance law is, at its core, a law of relationships. Whether land-based or maritime, every policy rests on an expectation of honesty, transparency, and fairness. Yet the way the law defines good faith—and the consequences...more

Sheppard, Mullin, Richter & Hampton LLP

CFPB and DOJ Withdraw Joint Statement Addressing ECOA and Noncitizen Borrowers

On January 12, the CFPB and DOJ withdrew their October 2023 joint statement addressing how creditors’ consideration of immigration or citizenship status may intersect with the ECOA. The joint statement, published in the...more

Orrick, Herrington & Sutcliffe LLP

NYDFS’ Asrow testifies on AI use in underwriting and insurance policies

On December 16, NYDFS Acting Superintendent Kaitlin Asrow addressed the New York State Assembly Standing Committee on Insurance and the Assembly Standing Committee on Science and Technology regarding the use of AI in the...more

American Conference Institute (ACI)

[Event] AI & RegTech for Financial Services and Insurance Summit - January 22nd - 23rd, New York, NY

The AI compliance environment in financial services is quickly evolving. While the EU moves full steam ahead with clear enforcement mandates, the U.S. landscape remains fragmented and unpredictable. How will your compliance...more

Maynard Nexsen

Surplus Lines Primer

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Surplus Lines Market The surplus lines market exists to provide insurance to consumers whose needs are not met by insurers regulated by the state as admitted carriers, and it functions as a supplement or complement to the...more

Troutman Pepper Locke

Introducing Surplus Lines 360

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Join Troutman Pepper Locke Partners John Emmanuel and Zachary Lerner as they kick off Surplus Lines 360, a series that demystifies the evolving landscape of surplus lines insurance. In this video, discover what surplus lines...more

Procopio, Cory, Hargreaves & Savitch LLP

Managing Construction Risk in 2025: What Industry Leaders Need to Know

For companies in construction, development, or any industry reliant on major capital projects, the current risk environment is fraught with complexity. Material costs are volatile, insurance carriers are tightening coverage,...more

Hudson Cook, LLP

Colorado Artificial Intelligence Act: What Indirect Finance Sources and Dealerships Should Do Now to Prepare

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Colorado Governor Jared Polis signed a special session bill on August 28 moving the effective date of the Colorado Artificial Intelligence Act to June 30, 2026. ...more

Haynes Boone

Insurance Companies in Fund Finance

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Insurance companies (life, property and casualty, medical and reinsurance) have long been a mainstay among many credit managers’ investor bases. In recent years, we’ve seen a stream of announcements of more formal...more

Hogan Lovells

Governance and underwriting in the age of AI: a dual challenge for insurers

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We have moved past the point where AI is the ‘next big thing' for the insurance industry. The shift from theoretical promise to practical deployment has already taken place; from underwriting and pricing to claims handling...more

White & Case LLP

Fund Finance Lenders Adapt to the Rise of SMAs

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Separately managed accounts have become a key source of capital for private market managers, and lenders are adapting underwriting techniques and strategies to adjust to this growing channel - In today’s challenging...more

Gallagher

[Webinar] D&O Looking Ahead to 2026 - September 25th, 10:00 am PT

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D&O Insurance Trends: Guidance from Our Experts - D&O insurance buyers are still seeing soft market conditions in 2025—despite rising concerns among underwriters about unsustainable pricing. What does that mean for your...more

Gallagher

Will More Regulatory Clarity Mean Better Insurance Outcomes for the Crypto Industry?

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The cryptocurrency industry has been around for about 15 years. For much of that time, insurance carriers have found it difficult—sometimes unpalatable—to provide well-tailored insurance to crypto companies. ...more

Zelle  LLP

Rescission: Timing Matters Under Texas Law

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As discussed in an article Zelle drafted in November 2023, "Viewpoint: Non-renewal, Cancellation, Reformation and Rescission of Insurance Policies in Texas", an insurer that wishes to rescind an insurance policy on the basis...more

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