Jessie Salas

Jessie Salas

Sherman & Howard L.L.C.

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SEC Announces Antifraud Settlement Relating to School Board Audit

The Securities and Exchange Commission (SEC) announced the settlement of its fraud case against a New Orleans-based auditing firm and its principal. The firm and its principal were charged with violating antifraud securities...more

11/10/2023  /  Anti-Fraud Provisions , Civil Monetary Penalty , EMMA , Financial Statements , Fraud , GAAS , Municipal Bonds , Securities and Exchange Commission (SEC)
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