John Coffron

Eversheds Sutherland (US) LLP

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SEC extends security-based swap reporting requirements safe harbor to 2029

On April 17, 2025, the Securities and Exchange Commission (SEC) extended the expiration date of a no-action statement (Compliance Statement) regarding compliance with reporting rules for security-based swap data repositories...more

5/6/2025 / CFTC , Compliance Dates , Regulatory Reform , Regulatory Requirements , Reporting Requirements , Rulemaking Process , Safe Harbors , Securities and Exchange Commission (SEC) , Securities Regulation , Security-Based Swaps

SEC approves extension of Treasury clearing compliance dates

On Tuesday, February 25, 2025, the Securities and Exchange Commission (SEC) issued a one-year extension of the compliance dates for its clearing mandate for certain US Treasury cash and repurchase (repo) transactions, in...more

3/3/2025 / Capital Markets , Compliance , Final Rules , Financial Institutions , Regulatory Agenda , Regulatory Requirements , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation , U.S. Treasury

SEC approves FINRA rule 6500 series requiring securities lending reporting

On January 2, 2025, the Securities and Exchange Commission (the SEC) published an order approving a proposed rule change filed by the Financial Industry Regulatory Authority, Inc. (FINRA) to adopt the new FINRA Rule 6500...more

1/22/2025 / Broker-Dealer , Capital Markets , Disclosure Requirements , Final Rules , Financial Industry Regulatory Authority (FINRA) , Reporting Requirements , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

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