John Faust

John Faust

Akerman LLP

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SEC’s Latest Marketing Rule Guidance: Key Takeaways for Advisers

On March 19, 2025, the Securities and Exchange Commission’s (SEC) Division of Investment Management updated its Marketing Compliance Frequently Asked Questions (FAQ) to address industry confusion that has arisen in the wake...more

3/28/2025  /  Disclosure Requirements , Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Marketing , New Guidance , Private Funds , Registered Investment Advisors , Securities Regulation
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