John Hancock

John Hancock

Foley Hoag LLP

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“Finders” Operating in Massachusetts Should Beware the SEC’s Proposed Relief

• The SEC recently proposed to exempt certain finders from federal requirements to register as a broker - • Massachusetts regulators are opposed to the relief and retain state remedies for unregistered broker activity...more

1/4/2021  /  Broker-Dealer , Exemptions , Finders , Registration Requirement , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , State and Local Government

Governor Baker Provides Relief to Massachusetts Public Companies by Permitting Virtual-Only Annual Meetings amid COVID-19 Pandemic

What do Massachusetts public companies need to know now? Q: WHY WAS AN EMERGENCY ORDER NECESSARY? A: Section 7.08 of the Massachusetts Business Corporation Act, or MBCA, prohibits public companies incorporated in...more

4/10/2020  /  Coronavirus/COVID-19 , Emergency Orders , Governor Baker , Relief Measures , Securities and Exchange Commission (SEC) , Shareholders , State and Local Government , Virtual Meetings
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