We frequently speak with our clients about whether their participation in an EB-5 program requires registration as a broker-dealer. Joseph Furey, Assistant Chief Counsel at the SEC Division of Trading and Markets, addressed...more
In the first SEC enforcement action of its kind, the SEC announced on February 8, 2013 that it had filed civil charges against, and received an emergency order to freeze assets of, the Intercontinental Regional Center Trust...more
2/12/2013
/ Due Diligence ,
EB-5 ,
Foreign Investment ,
Immigrant Investment Visas ,
Injunctions ,
Misrepresentation ,
Omissions ,
Permanent Residence Cards ,
Public Offerings ,
Securities and Exchange Commission (SEC) ,
USCIS