Jonathan Russo

Pillsbury Winthrop Shaw Pittman LLP

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SEC Adopts Amendments to Modernize and Simplify Disclosure Requirements

As mandated by the 2015 FAST Act, the amendments will simplify disclosure requirements, reduce costs and burdens and improve access to information. The amendments will provide for the redaction of confidential and...more

3/27/2019 / Amended Legislation , Corporate Governance , Disclosure Requirements , Fixing America’s Surface Transportation Act (FAST Act) , MD&A Statements , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)

Exchange Act Reporting Companies Receive Green Light to Use Regulation A

SEC adopts final rules to allow reporting companies to use Regulation A to conduct unregistered securities offerings. Reporting companies may use Regulation A to conduct securities offerings of up to $50 million in a...more

1/16/2019 / Amended Rules , Final Rules , Public Offerings , Publicly-Traded Companies , Regulation A , Regulation FD , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Smaller Reporting Companies

Nasdaq Proposes Changes to Shareholder Approval Rules for Private Placements

A simplified Rule 5635(d) could facilitate capital formation by changing the definition of market value. Nasdaq is proposing to update and simplify Listing Rule 5635(d) by changing the definition of market value and...more

2/21/2018 / Financial Markets , Listing Standards , Nasdaq , Private Placements , Public Offerings , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Shareholder Approval

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