Joseph Antonakakis

Joseph Antonakakis

Stark & Stark

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California & Hawaii Adopt Investment Adviser Representative CE Requirements for 2024

Investment adviser representative continuing education requirements are critically important. Please read this alert carefully, as investment adviser representative registration may be at risk if you do not follow the...more

1/4/2024  /  Broker-Dealer , Compliance , Continuing Education , Filing Requirements , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , NASAA
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