Joseph Dever

Joseph Dever

Cozen O'Connor

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SEC Charges 71 Issuers under its Municipalities Continuing Disclosure Cooperation Initiative

On August 24, 2016, the Securities and Exchange Commission (SEC) announced enforcement actions against 71 municipal issuers and other obligated persons (collectively, the municipal issuers) under the SEC’s Municipalities...more

8/29/2016  /  Disclosure Requirements , Enforcement Actions , False Statements , MCDC , Municipal Bonds , Municipal Securities Issuers , Municipalities , Omissions , Securities and Exchange Commission (SEC)
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