U.S. federal law gives the Securities and Exchange Commission (“SEC”) flexibility when seeking sanctions, including remedies that are tailored to specific cases. ...more
How will President-elect Trump’s reelection impact the SEC’s enforcement priorities? We looked for clues from the first Trump Administration’s Enforcement program, and also from the agency’s current Republican Commissioners....more
12/3/2024
/ Compliance ,
Cryptoassets ,
Cybersecurity ,
Disclosure Requirements ,
Enforcement Priorities ,
Insider Trading ,
Regulatory Agenda ,
Retail Investors ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Trump Administration