Justin Chretien

Carlton Fields

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SEC’s Upcoming Report on GameStop and Payment for Order Flow: What to Watch

The Securities and Exchange Commission (SEC) will soon release its report and recommendations regarding the GameStop event last January and related equity market structure issues. In testimony before a Senate committee on...more

10/5/2021 / Broker-Dealer , Conflicts of Interest , Disclosure Requirements , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Financial Services Industry , GameStop , Securities and Exchange Commission (SEC)

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Justin Chretien

Carlton Fields

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Latest Posts › Enforcement Actions

SEC’s Upcoming Report on GameStop and Payment for Order Flow: What to Watch

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