As a reminder, conflict minerals disclosures on Forms SD are required to be filed with the Securities and Exchange Commission (SEC) no later than May 31, 2019. There have not been any notable regulatory updates related to the...more
The SEC recently adopted amendments to disclosure requirements applicable to various registration statements and periodic reports, including minor changes to applicable form cover pages.
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The U.S. federal government shutdown that began Saturday has the potential to affect capital markets and public companies in far-reaching ways. While the Securities and Exchange Commission currently plans to operate fully...more
The Securities and Exchange Commission (SEC) has provided welcome relief to companies that have been directly or indirectly affected by Hurricanes Harvey, Irma or Maria and their respective aftermaths. The relief includes...more
10/4/2017
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Filing Deadlines ,
Form S-3 ,
Form S-8 ,
Hurricane Harvey ,
Hurricane Irma ,
Hurricane Maria ,
Publicly-Traded Companies ,
Rule 144 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act