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New CFTC Director of Enforcement Incentivizes Self-Reporting, Counts on “Buy-in” From Market Participants

In prepared remarks at New York University’s School of Law on September 25, 2017, the newly minted Director of Enforcement at the U.S. Commodity Futures Trading Commission passionately outlined the contours of the CFTC’s new...more

Attorney-Client Privilege and Corporate E-Mail: Navigating the Morass of Personal Communications in Investigations

Experienced practitioners know that the purpose of the attorney-client privilege is to protect the confidentiality of client communications. Thus, as company policies that allow monitoring of emails or provide third party...more

The FX Global Code - The Rules are Made to be Followed

The foreign exchange industry (“forex” or “FX”), a seemingly ever-growing massive liquid market accessible to many kinds of market participants, has finally started showing signs of a slowdown. In 2016, the world’s largest...more

FinTech – The CFTC’s Silver Bullet?

On March 15, Acting US Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo excited the futures and options markets when he spoke at length about embracing technology as a key to economic growth. ...more

4/13/2017  /  CFTC , FinTech , Popular , Technology Sector
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