Katherine Goldstein

Katherine Goldstein

Akin Gump Strauss Hauer & Feld LLP

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Increasing Government Enforcement in Insider Trading of Commodities

Key Points - The DOJ and CFTC have filed insider trading charges against a Houston-based energy trader for allegedly disclosing confidential information to a third party who then used the information to trade profitably....more

2/11/2022  /  Anti-Fraud Provisions , CFTC , Commodity Exchange Act (CEA) , Confidential Information , Department of Justice (DOJ) , Enforcement Actions , Insider Trading , Misappropriation , Non-Public Information , Securities and Exchange Commission (SEC)

SEC Brings First-Ever ‘Alternative Data’ Enforcement Action

Key Points - The SEC has charged App Annie, Inc. and its former CEO with violations of Section 10(b) of the Exchange Act and Rule 10b-5, which constitute the primary mechanism for enforcing insider trading violations. This...more

9/20/2021  /  Anti-Fraud Provisions , Confidential Information , Corporate Counsel , Enforcement Actions , Fund Managers , Insider Trading , Material Misrepresentation , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Fraud
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