Kelly Gibson

Kelly Gibson

Morgan Lewis

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Current Developments in SEC Enforcement for Public Companies

The US Securities and Exchange Commission (SEC) continued its significant focus on public companies in 2022 with its enforcement and rulemaking programs. This heightened level of attention will likely continue as the SEC...more

6/5/2023  /  Corporate Counsel , Disclosure Requirements , Disgorgement , Environmental Social & Governance (ESG) , Proposed Rules , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

Green and Bear It: SEC Proposes ESG Rules for Advisers and Registered Funds

In a 3-1 vote on May 25, 2022, the US Securities and Exchange Commission (SEC) approved a proposed environmental, social, and governance (ESG) rulemaking for investment advisers and funds. The proposed rule and form...more

6/1/2022  /  Corporate Governance , Environmental Social & Governance (ESG) , Greenhouse Gas Emissions , Policies and Procedures , Proposed Amendments , Proposed Rules , Proxy Voting , Securities and Exchange Commission (SEC)
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