Kenneth Kirschenbaum

Kenneth Kirschenbaum

Lowenstein Sandler LLP

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SEC Highlights Need For Improvements In Investment Adviser And Private Fund ESG Policies, Procedures, And Practices

On April 9, 2021, the U.S. Securities and Exchange Commission (the SEC) released results from its recent examinations of particular investment advisers, registered investment companies, and private funds (the firms) that...more

4/28/2021  /  Environmental Social & Governance (ESG) , Investment Adviser , Investment Advisers Act of 1940 , Policies and Procedures , Portfolio Managers , Private Funds , Securities and Exchange Commission (SEC)
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