Kiki Scarff

Kiki Scarff

Akerman LLP

Contact
View Bio
RSS

Latest Posts › Conflicts of Interest

Share:

SEC Issues a Warning to Private Equity Fund Managers

On June 23, 2020, the Office of Compliance Inspections and Examination (OCIE) of the Securities and Exchange Commission (SEC) published a risk alert (Risk Alert) that highlighted certain compliance deficiencies observed by...more

7/1/2020  /  Conflicts of Interest , Investment Adviser , OCIE , Private Equity , Private Equity Funds , Risk Alert , Securities and Exchange Commission (SEC) , Securities Regulation
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide