The U.S. Securities and Exchange Commission (SEC) has recently taken several actions to make clear that it is focused on and actively monitoring the rapidly growing market for so-called “token sales” or “initial coin...more
9/13/2017
/ Capital Formation ,
CFTC ,
Crowdfunding ,
Cybersecurity ,
Enforcement Actions ,
Hackers ,
Information Reports ,
Initial Coin Offering (ICOs) ,
Investigations ,
Investment Funds ,
Investor Protection ,
Popular ,
Pump and Dump ,
Registration Requirement ,
Risk Alert ,
Scams ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Transactions ,
State Securities Claims ,
Token Sales
Highlights -
- New law adding an exemption to the registration and prospectus delivery requirements of the Securities Act of 1933 signed by President Obama.
- The law, which codifies the so-called Section 4(a)(1-½)...more