Kyle Warbinton

Kyle Warbinton

Katten Muchin Rosenman LLP

Contact
View Bio
RSS

Latest Posts › Securities Regulation

Share:

March Brings New Beginnings: SEC Approves Multi-Share Class Exemptive Relief for Private BDCs and Certain Registered Closed-End...

Since March 12, 2025, the US Securities and Exchange Commission (SEC) has approved multiple applications for multi-share class exemptive relief for private business development companies (BDCs) and certain registered...more

4/8/2025  /  Capital Formation , Exemptions , Investment Advisers Act of 1940 , Investment Funds , Investment Management , Private Funds , Registered Investment Advisors , Rule 506(c) , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Issues New Guidance on Self-Certification of Accredited Investor Status in Private Placements

On March 12, 2025, the staff of the Division of Corporate Finance (the staff) of the US Securities and Exchange Commission (the SEC) concurrently issued a no-action letter and interpretive guidance via new Compliance and...more

3/20/2025  /  Capital Markets , Disclosure Requirements , Investment , Investors , Private Equity , Private Funds , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide