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SEC Extends Compliance Dates for UST Repo and Cash Transaction Clearing Rule

On February 25, 2025, the SEC released a statement extending the compliance deadlines to clear US Treasury (“UST”) repo and cash transactions under the US Treasury Clearing Rule (“Clearing Rule”) by one-year. In the...more

The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider

On December 13, 2023, the Securities and Exchange Commission (the “SEC” or the “Commission”) voted 4-1 to approve Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer...more

SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities

On December 13, 2023, the Securities and Exchange Commission (the “SEC”) voted 4-1, to adopt Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule...more

ISDA 2023 Equity Swap – 2021 Definitions Protocol Opened October 30, 2023

The International Swaps and Derivatives Association (ISDA) opened the ISDA 2023 Equity Swap – 2021 Definitions Protocol (the “Equity Swap Protocol”) on October 30, 2023. The Equity Swap Protocol allows adhering parties to...more

ICYMI: A Brief Summary of Recent Events - May 2023

On May 8, Bittrex Inc., once among the country’s biggest crypto trading platforms, filed a Chapter 11 petition in the U.S. Bankruptcy Court for the District of Delaware. According to the filing, overseas exchange Bittrex...more

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