On February 9, 2022, the US Securities and Exchange Commission (the “SEC”) proposed changes to the rules governing advisers to private funds. If adopted, the rules would constitute a sweeping change to the regulatory...more
On October 8, 2020, the Securities and Exchange Commission (the "SEC") voted to propose a new limited conditional exemption from broker registration requirements for "finders." The SEC's press release is accessible here....more
On August 26, 2020, the Securities and Exchange Commission (the "SEC") adopted amendments to update and expand the definitions of "accredited investor" and "qualified institutional buyer." As a result of the new categories of...more
9/2/2020
/ Accredited Investors ,
Family Offices ,
Indirect Ownership ,
Investment Adviser ,
Investment Opportunities ,
Limited Liability Company (LLC) ,
Natural Person Requirement ,
New Amendments ,
Private Offerings ,
Qualified Institutional Buyers ,
Rural Business Investment Companies (RBICs) ,
Section 546(e)