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SEC Approves New Nasdaq Rules Covering Board Diversity Disclosures

On Friday, August 6, 2021, the U.S. Securities and Exchange Commission (SEC) issued an order (the “Order”) approving certain rule changes proposed by The Nasdaq Stock Market LLC (“Nasdaq”), which will require companies listed...more

What do “Green” and “Sustainable” mean? SEC to Consider New Fund Data Disclosure Requirements

Gary Gensler, Chair of the U.S. Securities and Exchange Commission (SEC), has asked the SEC staff to consider issuing new rules that would require fund managers to disclose the criteria and underlying data used in marketing...more

SEC Guidance on COVID-19 Disclosures and Regulatory Relief for Public Companies and Investment Advisers

Earlier this year, the Securities and Exchange Commission (SEC) encouraged registrants to consider the impact of the novel coronavirus (COVID-19) on their business and financial results, and companies responded with various...more

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