Logan Fisher

Logan Fisher

Bressler, Amery & Ross, P.C.

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FINRA Amends Rule 2165 to Further Protect Seniors and Vulnerable Investors from Financial Exploitation

On February 15, 2022, FINRA announced the adoption of certain amendments to FINRA Rule 2165, a rule aimed at preventing financial exploitation of seniors and specified adults. The amendments now allow member firms to place a...more

2/21/2022  /  Elder Issues , Exploitation , Financial Industry Regulatory Authority (FINRA) , Financial Services Industry , Safe Harbors , Vulnerable Victims
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