Luke Postma

Luke Postma

DLA Piper

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Venture Capital Funds: 3(c)(1) Funds vs. 3(c)(7) Funds

Provided that they meet certain criteria, venture capital funds are not required to be registered as an “investment company” by the U.S. Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940...more

8/22/2024  /  Exemptions , Investment , Investment Companies , Investment Company Act of 1940 , Investors , Securities and Exchange Commission (SEC) , Securities Regulation , Venture Capital , Venture Funding
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