Mallory Meaney

Mallory Meaney

Wiley Rein LLP

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SEC Investigation of Company Not a “Claim” or “Securities Claim”

Applying New York law, the United States District Court for the Southern District of New York has held that an SEC investigation of the insured company did not constitute a “Securities Claim,” where the term expressly...more

4/14/2021  /  Defense Costs , Insurance Industry , Investigations , New York , Policy Terms , Securities and Exchange Commission (SEC) , Securities Violations
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