On June 25, 2020, the Federal Reserve Board, the OCC, the FDIC, the SEC and the CFTC (collectively, the "Agencies") adopted amendments (the "Amendments") to the regulations implementing section 13 of the Bank Holding Company...more
7/16/2020
/ Asset Management ,
Bank Holding Company Act ,
Banking Sector ,
CFTC ,
Covered Funds ,
Depository Institutions ,
FDIC ,
Federal Reserve ,
Financial Regulatory Reform ,
Hedge Funds ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Companies ,
OCC ,
Securities and Exchange Commission (SEC) ,
Venture Capital ,
Volcker Rule ,
Wealth Management
On June 26, 2015, the Securities and Exchange Commission (SEC) issued a guidance update on Rule 204A-1 of the Investment Advisers Act of 1940 (Advisers Act). Rule 204A-1 requires, among other things, certain advisory...more