PRESENTATION OUTLINE -
- Introduction
- Artificial Intelligence (AI):
- What is AI really??
- Subcategories of AI
- Use cases in the asset management industry
- Legal implications to consider
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The Securities and Exchange Commission (“SEC”) on September 21, 2015, brought the first of its long-awaited “distribution in guise” cases against a mutual fund adviser and distributor. The case follows a number of warnings...more