Mark Powell

Bennett Jones LLP

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Canadian Securities Administrators Adopt Multilateral Instrument 93-101: Derivatives—Business Conduct

The Canadian Securities Administrators (CSA) announced that the regulatory authorities of each jurisdiction in Canada, except for British Columbia, have adopted Multilateral Instrument 93-101, entitled Derivatives—Business...more

10/3/2023 / Business Conduct Standards , Canada , Canadian Securities Administration , Compliance , Derivatives , Over The Counter Derivatives (OTC) , Recordkeeping Requirements

CSA Proposes New Canadian Derivatives Business Conduct Rules and Provides Update on Derivatives Registration Rules

On April 4, 2017, the securities regulators of each of the provinces and territories of Canada–the Canadian Securities Administrators (CSA)–published a press release and CSA Notice and Request for Comments relating to...more

4/6/2017 / Canada , Canadian Securities Administration , Comment Period , Derivatives

Canadian Securities Administrators Derivatives Committee Issue Consultation Paper on Margin Requirements for Non-Centrally Cleared...

On July 7, 2016, the Canadian Securities Administrators Derivatives Committee (the “Committee”) published CSA Consultation Paper 95-401 entitled “Margin and Collateral Requirements for Non-Centrally Cleared Derivatives” (the...more

7/8/2016 / Basel Committee on Banking Supervision (BCBS) , Canada , Canadian Securities Administration , Derivatives Clearing Organizations , IOSCO , OSFI

Helpful Amendments to the New Trade Reporting Rules Finalized

On June 30, 2016, the securities regulators of Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Prince Edward Island, Saskatchewan and Yukon (the "Announcing Jurisdictions")...more

7/5/2016 / Amended Regulation , Canada , Canadian Securities Administration , Commodities , Derivatives , Reporting Requirements

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