Is information posted on EMMA subject to greater scrutiny under the antifraud provisions of the federal securities laws than when posted only on an issuer’s website?...more
8/30/2019
/ Anti-Fraud Provisions ,
Broker-Dealer ,
Disclosure Requirements ,
EMMA ,
Investment Adviser ,
Investors ,
Municipal Securities Issuers ,
Rule 10(b) ,
Rule 10b-5 ,
Rule 15c2-12 ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Tower Amendment