Since the enactment of the Investment Company Act 85 years ago, the asset management industry has grown from $2 billion in assets to more than $39 trillion in assets. Under existing Securities and Exchange Commission (“SEC”)...more
7/14/2025
/ Asset Diversification ,
Asset Management ,
Fund of Funds ,
Investment Company Act of 1940 ,
Investment Funds ,
Investment Management ,
Investment Portfolios ,
Investors ,
Popular ,
Private Equity ,
Retail Investors ,
Securities and Exchange Commission (SEC)
With an estimated 34 people moving to the Charleston area each day and with South Carolina claiming one of the fastest-growing populations in the nation last year , the post-COVID increase in the number of private placement...more
3/27/2025
/ Capital Markets ,
Compliance ,
Enforcement Actions ,
Exemptions ,
Fund Sponsors ,
Investment ,
Investors ,
Private Placements ,
Regulation A ,
Regulation D ,
Regulatory Requirements ,
Reporting Requirements ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation