Michael Robotti

Ballard Spahr LLP

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FinCEN Final Rule for Beneficial Ownership Reporting: The “Substantial Control” Prong

Second Post in a Two-Post Series on the CTA Implementing Regulations - As we just blogged, the Financial Crimes Enforcement Network (“FinCEN”) has issued a final rule (“Final Rule”) regarding the beneficial ownership...more

10/11/2022 / Beneficial Owner , Corporate Transparency Act , Customer Due Diligence (CDD) , Final Rules , Financial Institutions , FinCEN , Reporting Requirements

FinCEN Issues Final Rule on Beneficial Ownership Reporting Requirements

First Post in a Two-Post Series on the CTA Implementing Regulations - On September 30, 2022, the Financial Crimes Enforcement Network (“FinCEN”) issued its final rule, Beneficial Ownership Information Reporting...more

10/7/2022 / Anti-Money Laundering , Beneficial Owner , Corporate Transparency Act , Customer Due Diligence (CDD) , Final Rules , FinCEN , Reporting Requirements

Proposed Beneficial Ownership Reporting Regulations Under the CTA: Broad and Complex

As we initially blogged, the Financial Crimes Enforcement Network (“FinCEN”) issued on December 7 a Notice of Proposed Rulemaking (“NPRM”) regarding the beneficial ownership (“BO”) reporting requirements of the Corporate...more

12/22/2021 / Anti-Money Laundering , Beneficial Owner , Corporate Transparency Act , Customer Due Diligence (CDD) , FinCEN , Reporting Requirements

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