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Writing on the Wall for SPAC Underwriters? New SEC Rule Increases Exposure and Risks

Last week, Holland & Knight's experienced Corporate, M&A and Securities Team dove into the details of the SEC's recent rule proposal covering enhanced disclosures for SPACs and de-SPAC transactions. As detailed in the post,...more

SEC Proposes Amendments to Ensure Adequate Financial Incentives for Whistleblowers

As SEC Chair Gary Gensler presaged in August 2021, the SEC has announced proposed substantive amendments to two whistleblower program rules – Rules 21F-3 and 21F-6 – to address concerns that the 2020 amendments to those rules...more

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