Latest Posts › Suspicious Activity Reports (SARs)

Share:

GAO Report: DOJ Cannot Provide Meaningful Feedback on SAR Use

How effective is the current framework for filing Suspicious Activity Reports, or SARs? The AML Act mandates that federal law enforcement agencies provide statistics to assist Congress, regulators, and financial institutions...more

FinCEN Assesses Civil Penalty Against CommunityBank of Texas for AML Program Weaknesses

Consent Order Stresses that Only Three AML Analysts Struggled to Review 100 “Alerts” Per Day, Each – and Notes in Passing that “Outside Examiners” Blessed the Bank’s AML Program for the Same Five Years that the Bank Allegedly...more

DOJ Obtains Forfeiture of the Dream Tablet of Gilgamesh

Case Presages Mandatory BSA Obligations for Antiquities Dealers under the AML Act - In the midst of the invasion of Iraq and the subsequent civil instability, thousands of cultural artifacts were stolen from the National...more

FinCEN Issues Advisory on COVID-19 and Unemployment Insurance Fraud

On October 13, the Financial Crimes Enforcement Network (“FinCEN”) issued a COVID-19-related Advisory “to alert financial institutions to unemployment insurance (“UI”) fraud observed during the COVID-19 pandemic.” It is the...more

4 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide