On September 15, 2022, the Department of Justice (DOJ) released a long-anticipated memo announcing changes to its corporate criminal enforcement policies (Memo). The Memo contains helpful guidance for employers, outlining...more
11/30/2022
/ Compliance ,
Cooperation ,
Corporate Crimes ,
Corporate Misconduct ,
Department of Justice (DOJ) ,
Document Preservation Notices ,
Employer Liability Issues ,
Environmental Policies ,
Government Investigations ,
Instant Messaging Apps ,
Penalties ,
Policy Memorandums ,
Voluntary Disclosure
On Tuesday, March 22, 2022, Assistant Attorney General Kenneth Polite of the Department of Justice (DOJ) told an audience of compliance professionals that DOJ will direct prosecutors to "consider requiring" chief compliance...more
4/8/2022
/ Anti-Money Laundering ,
Certification Requirements ,
Chief Compliance Officers ,
Compliance ,
Corporate Counsel ,
Corporate Crimes ,
Corporate Officers ,
Criminal Investigations ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Enforcement Priorities ,
Investment Advisers Act of 1940 ,
New Guidance ,
Non-Prosecution Agreements ,
Policies and Procedures