On September 15, Deputy Attorney General Lisa Monaco issued a department-wide memorandum containing revisions to the Justice Department’s (DOJ) corporate criminal enforcement policies (“the Memorandum”), including...more
On Tuesday, March 22, 2022, Assistant Attorney General Kenneth Polite of the Department of Justice (DOJ) told an audience of compliance professionals that DOJ will direct prosecutors to "consider requiring" chief compliance...more
4/8/2022
/ Anti-Money Laundering ,
Certification Requirements ,
Chief Compliance Officers ,
Compliance ,
Corporate Counsel ,
Corporate Crimes ,
Corporate Officers ,
Criminal Investigations ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Enforcement Priorities ,
Investment Advisers Act of 1940 ,
New Guidance ,
Non-Prosecution Agreements ,
Policies and Procedures