As the regulatory landscape continues to evolve, public company officers and directors must stay abreast of the enforcement priorities and expectations of the Securities and Exchange Commission (SEC). Over the past year, the...more
1/29/2025
/ Artificial Intelligence ,
Beneficial Owner ,
Board of Directors ,
Cease and Desist Orders ,
Compliance ,
Corporate Counsel ,
Corporate Governance ,
Cybersecurity ,
Disclosure Requirements ,
Enforcement Actions ,
Insider Trading ,
Material Nonpublic Information ,
Penalties ,
Publicly-Traded Companies ,
Risk Management ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)
The SEC’s settlement with James R. Craigie, former CEO, chairman, and director of Church & Dwight Co. Inc., for violating proxy disclosure rules by standing for election as an independent director without disclosing his close...more
1/2/2025
/ Anti-Fraud Provisions ,
Civil Monetary Penalty ,
Confidentiality Agreements ,
Corporate Counsel ,
D&O Insurance ,
Enforcement Actions ,
Investigations ,
NYSE ,
Popular ,
Securities and Exchange Commission (SEC) ,
Settlement