The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act of 1934 (the “Exchange Act”), implementing provisions of the Dodd-Frank Wall Street Reform and...more
1/27/2025
/ Capital Markets ,
Disclosure Requirements ,
Dodd-Frank ,
EDGAR ,
ETFs ,
Investment Management ,
Regulation SHO ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation
Texas Governor Abbott has signed landmark legislation to ensure that digital asset service providers with Texas customers maintain adequate reserves and do not commingle customer funds with corporate assets. Texas...more
6/16/2023
/ Audits ,
Blockchain ,
Cryptoassets ,
Digital Assets ,
Effective Date ,
Financial Services Industry ,
Governor Abbott ,
Independent Audits ,
New Legislation ,
Pending Legislation ,
Popular ,
Reporting Requirements ,
Safeguards Rule ,
Sarbanes-Oxley