Corporate governance – 4MLD and changes to the PSC regime -
Companies House recently published its business plan for 2017-18, its strategic plan for 2017-2020 and a press release with details of additional anti-money...more
5/12/2017
/ Anti-Money Laundering ,
Business Plans ,
Disclosure Requirements ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Markets ,
London Stock Exchange ,
MLD4 ,
Proxy Voting Guidelines ,
Shareholder Votes ,
Takeovers ,
Third-Party Risk ,
UK
A new era for the UK's capital markets? FCA publishes proposals to reform the UK's capital markets and IPO process -
The FCA has published a package of measures to reshape and enhance the UK's primary markets. These are...more
3/14/2017
/ Capital Markets ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Initial Public Offering (IPO) ,
Prospectus ,
Shareholder Votes ,
Takeovers ,
UK
First director disqualification: UK focus on pursuing individuals as well as companies for breach of competition law -
The UK's Competition and Markets Authority has secured its first disqualification of a director of a...more
1/18/2017
/ Anti-Competitive ,
Competition ,
Competition Authorities ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Securities and Markets Authority (ESMA) ,
Financial Adviser ,
Financial Institutions ,
Financial Markets ,
Market Abuse ,
UK ,
UK Competition and Markets Authority (CMA)