The New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq) recently proposed new listing standards to implement the U.S. Securities and Exchange Commission (SEC) rules regarding the recovery of erroneously...more
In late 2022, the U.S. Securities and Exchange Commission (SEC) adopted final amendments to certain rules and reporting requirements concerning insider trading arrangements, including Rule 10b5-1(c) under the Securities...more
1/23/2023
/ Cooling-Off Rule ,
Disclosure ,
Enforcement Actions ,
Good Faith ,
Insider Trading ,
Jurisdiction ,
MNPI ,
Policies and Procedures ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act
After years of deliberations and delays, the U.S. Securities and Exchange Commission (SEC) adopted final rules on clawbacks in October 2022. The new rules (known as Rule 10D-1) require U.S. national securities exchanges and...more
12/7/2022
/ Clawbacks ,
Compensatory Awards ,
Corporate Officers ,
Disclosure Requirements ,
Executive Compensation ,
Incentive Compensation ,
Reclassification Rules ,
Recovery Plans ,
SAR ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Stock Splits