Peter Saparoff

Peter Saparoff

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Petition for Certiorari Asks Supreme Court to Clarify Whether the Federal Securities Laws Carry a Duty to Update

Last week, executives of the now-defunct biotechnology company, Orexigen, filed a petition for certiorari with the U.S. Supreme Court, seeking clarification of the duty to update under the federal securities laws. The...more

2/19/2019  /  Appeals , Duty to Update , Incorporation by Reference , Petition for Writ of Certiorari , Securities Exchange Act , Securities Litigation , Split of Authority

Ninth Circuit Holds Transactions in Unsponsored ADRs Can Be “Domestic” Under Morrison

The Toshiba Securities Litigation stems from alleged violations of the Exchange Act, as well as the Financial Instruments and Exchange Act of Japan, against Toshiba Corp., in connection with its alleged accounting fraud and...more

8/15/2018  /  Extraterritoriality Rules , International Litigation , Over The Counter Derivatives (OTC) , Petition for Writ of Certiorari , Rule 10b-5 , Section 11 , Securities Exchange Act , Securities Fraud , Securities Litigation , Toshiba
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