Amec Foster Wheeler Energy Limited (the Company), a subsidiary of John Wood Group plc (Wood), a United Kingdom-based global engineering company, agreed to pay more than $41 million in penalties and disgorgement for alleged...more
7/1/2021
/ Consent Order ,
Deferred Prosecution Agreements ,
Department of Justice (DOJ) ,
Disgorgement ,
Enforcement Actions ,
Foreign Corrupt Practices Act (FCPA) ,
Intermediaries ,
Penalties ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Third-Party Risk
On January 8, 2021, US authorities announced that they reached an agreement with Deutsche Bank Aktiengesellschaft (Deutsche Bank) to resolve the government’s investigation into violations of the Foreign Corrupt Practices Act...more
1/21/2021
/ Anti-Corruption ,
Commodities ,
Compensation ,
Criminal Penalties ,
Deferred Prosecution Agreements ,
Department of Justice (DOJ) ,
Deutsche Bank ,
Disgorgement ,
False Reporting ,
Foreign Corrupt Practices Act (FCPA) ,
Foreign Official ,
Fraud ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Third-Party Risk
On September 29, 2020, US authorities announced that they reached an agreement with JPMorgan Chase & Co. (JPMorgan Chase) to settle criminal charges related to two distinct years-long market manipulation schemes involving...more
10/2/2020
/ CFTC ,
Compliance ,
Criminal Penalties ,
Department of Justice (DOJ) ,
Disgorgement ,
DPA ,
FCPA Guidance ,
Foreign Corrupt Practices Act (FCPA) ,
JPMorgan Chase ,
Market Manipulation ,
Restitution ,
Securities and Exchange Commission (SEC) ,
Settlement Agreements ,
Spoofing ,
U.S. Treasury