On April 17, 2025, three operating divisions of the Commodity Futures Trading Commission (CFTC) jointly issued an advisory to provide guidance on the materiality or other criteria they will use in deciding whether to make a...more
On February 25, 2025, the Division of Enforcement of the Commodity Futures Trading Commission (CFTC or the Commission) issued an advisory to Division staff on how to evaluate self-reporting, cooperation and remediation credit...more
2/27/2025
/ CFTC ,
Compliance ,
Corporate Governance ,
Enforcement Actions ,
Financial Regulatory Reform ,
Penalties ,
Regulatory Requirements ,
Remediation ,
Reporting Requirements ,
Risk Management ,
Self-Reporting ,
White Collar Crimes
On April 11, 2024, Ian McGinley, the director of enforcement at the Commodity Futures Trading Commission (CFTC) addressed the New York City Bar Association Futures and Derivatives Committee to present the benefits of...more