Philip Woodruff

Philip Woodruff

Akin Gump Strauss Hauer & Feld LLP

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FCA Clarifies Its Position on 'Significant SYSC Firm' Dilemma

The FCA announced earlier yesterday that it will consult on amending the definition of 'Significant SYSC Firm' to ensure that no firms will be subject to the enhanced rules of the Senior Managers and Certification Regime...more

8/17/2022  /  Asset Management , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Financial Services Industry , Senior Management Regime (SMR) , SMCR , UK
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