To close out 2021, enforcement authorities throughout the Americas continued to investigate fraud, corruption, and other misconduct across the region. For 2022, we expect an uptick of anticorruption investigations as a...more
3/4/2022
/ Anti-Corruption ,
Anti-Money Laundering ,
Biden Administration ,
Corporate Counsel ,
Corruption ,
Department of Homeland Security (DHS) ,
Department of Justice (DOJ) ,
El Salvador ,
Enforcement ,
Foreign Corrupt Practices Act (FCPA) ,
Fraud ,
Guatemala ,
Honduras ,
Latin America ,
OECD
On March 3, 2021, the SEC’s Division of Examinations (“Division” or “EXAMS”) published its annual Examination Priorities Report, which identified eight primary areas of focus for Fiscal Year 2021. While many of these...more
4/1/2021
/ Anti-Money Laundering ,
Broker-Dealer ,
Coronavirus/COVID-19 ,
Digital Assets ,
Environmental Social & Governance (ESG) ,
FinTech ,
Fraud ,
Information Security ,
Investment Adviser ,
Libor ,
Market Infrastructure ,
Regulation Best Interest ,
Retail Investors ,
Securities and Exchange Commission (SEC)