The past several years have witnessed the continuing growth of strategic equities as part of corporate finance advisory services for both listed issuers and their controlling shareholders. Strategic equities services offer a...more
10/1/2019
/ Convertible Debt ,
Convertible Notes ,
Corporate Financing ,
Derivatives ,
Equity Securities ,
Hedging ,
Listing Rules ,
NYSE ,
Publicly-Traded Companies ,
Repurchases ,
Stock Exchange ,
Stock Repurchases
If finalized, the proposed rule would be the SEC’s second major step toward finalizing the cross-border rules for security-based swaps under the Dodd-Frank Act.
On April 29, 2015, the US Securities and Exchange...more
SEC has published reporting obligations for SBS without a finalized compliance schedule. Reporting rules for cleared and platform-executed SBS and certain cross-border transactions have not yet been finalized.
On...more