Renato Mariotti

Renato Mariotti

Paul Hastings LLP

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The CFTC Is “in the Mode to Make Deals” (and Other Updates on the Commission)

Yesterday, Acting CFTC Chairman Caroline Pham created a two-week window to bring “reasonable settlement offers” to the commission. Based on my conversations with her and others, I believe the CFTC is in “deal mode” and is...more

3/13/2025  /  CFTC , Compliance , Enforcement Actions , Financial Regulatory Reform , Fraud , Recordkeeping Requirements , Regulatory Agenda , Regulatory Requirements , Risk Management , Settlement

CFTC Advisory on Self-Reporting, Cooperation and Remediation: A Game-Changer for the Industry

This week, the CFTC released an Enforcement Advisory setting forth concrete guidelines for self-reporting, cooperation and remediation that will reshape how market participants report and defend potential violations....more

3/3/2025  /  CFTC , Department of Justice (DOJ) , Enforcement Actions , Financial Regulatory Reform , Penalties , Regulatory Agenda , Regulatory Requirements , Reporting Requirements , Self-Reporting
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