On December 19, 2018, the SEC announced that it had adopted final rules that allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings.
Until recently, the only way...more
2/4/2019
/ Acquisitions ,
Amended Regulation ,
Capital Markets ,
Final Rules ,
Initial Coin Offering (ICOs) ,
Initial Public Offering (IPO) ,
Mergers ,
Publicly-Traded Companies ,
Registration Requirement ,
Regulation A ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies
In a flurry of activity and confluence of developments, the SEC, FINRA and a Brooklyn federal judge have commenced actions and made rulings that continue to define the regulatory framework and obligations surrounding the sale...more
9/13/2018
/ Administrative Orders ,
Broker-Dealer ,
Cease and Desist Orders ,
Cryptocurrency ,
Digital Assets ,
Digital Securities ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
Hedge Funds ,
Initial Coin Offering (ICOs) ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Motion to Dismiss ,
Professional Disciplinary Actions ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Fraud ,
Settlement ,
Token Sales ,
Unregistered Securities