Robert Bourret

Robert Bourret

Katten Muchin Rosenman LLP

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SEC Revises Tick Size, Access Fees and Round-Lot Definition and Takes Steps to Disseminate Odd-Lot and Other Better Priced Orders

On September 18, the Securities and Exchange Commission (SEC or the Commission) adopted amendments to Rule 612 (Tick Sizes) and Rule 610 (Access Fees) under Regulation NMS under the Securities Exchange Act of 1934, as amended...more

9/24/2024  /  Broker-Dealer , Financial Services Industry , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Exchanges , Securities Regulation , Securities Traders , Tick Size
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